Unclaimed
Andrew Markham is a financial advisor with Cetera Investment Advisers LLC, based in LAGUNA HILLS, CA. Andrew Markham has been in the financial services industry since 1989. Andrew Markham is licensed to provide financial advice in California and Texas. Andrew Markham specializes in providing financial planning and investment management services to individuals, businesses, and charitable organizations. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, IL. Cetera Investment Advisers LLC offers a wide range of financial products and services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/23/2021 - Present
Cetera Investment Advisers LLC (LAGUNA HILLS CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (LAGUNA HILLS CA)
CA
06/22/1989 - 05/30/2008
FFP SECURITIES, INC. (LAGUNA HILLS CA)
IA
Issued 3/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/6/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 6/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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