Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Markham is a financial advisor at Cetera Investment Advisers LLC. He has been in the industry since June 21, 1989. Andrew has a Series 6, 7, 24, 63, 65, 99TO and SIE license. He is registered to provide investment advisory services in California and Texas. Andrew is also registered to provide brokerage services in Alabama, Arizona, California, Colorado, Idaho, Minnesota, New Mexico, North Carolina, Oregon, Tennessee, Texas, Virginia, Washington and Wisconsin. He has been with Cetera Investment Advisers LLC since September 2022. Prior to that, Andrew was with First Allied Securities, Inc. for 14 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/23/2021 - Present
Cetera Investment Advisers LLC (LAGUNA HILLS CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (LAGUNA HILLS CA)
CA
06/22/1989 - 05/30/2008
FFP SECURITIES, INC. (LAGUNA HILLS CA)
IA
Issued 03/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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