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Andrew Kenneth Rodgers

Commerz Markets LLC

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About Andrew Kenneth Rodgers

Andrew Kenneth Rodgers is a financial advisor based in New York, NY. Andrew Rodgers has been in the financial services industry since 2006. Andrew Rodgers is currently registered with Commerz Markets LLC. Andrew Rodgers is also registered in New Jersey and New York. Andrew Rodgers holds the Series 7, Series 63, and SIE licenses.

Firm Information

Andrew Rodgers is currently registered with Commerz Markets LLC. Commerz Markets LLC is a Limited Liability Company formed in May 1996. The firm is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Rodgers’s Registration & Firm History

NY

03/21/2017 - Present

Commerz Markets LLC (NEW YORK NY)

NJ

04/11/2013 - 10/21/2016

TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NJ

03/31/2006 - 03/21/2013

ICAP CORPORATES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Kenneth Rodgers.
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