Unclaimed
Andrew Kenneth Rodgers is a financial advisor based in New York, NY. Andrew Rodgers has been in the financial services industry since 2006. Andrew Rodgers is currently registered with Commerz Markets LLC. Andrew Rodgers is also registered in New Jersey and New York. Andrew Rodgers holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2017 - Present
Commerz Markets LLC (NEW YORK NY)
NJ
04/11/2013 - 10/21/2016
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NJ
03/31/2006 - 03/21/2013
ICAP CORPORATES LLC (JERSEY CITY NJ)
BC
Issued 04/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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