Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kee is a financial advisor at J.P. Morgan Securities LLC. Andrew has been in the industry since 2005, and has held previous roles at BBVA Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, AIG Capital Services, Inc., VALIC Financial Advisors, Inc., WM Financial Services, Inc. and SunAmerica Securities, Inc.. Andrew is licensed to offer investment advisory services in the states of New York and Texas. Andrew holds the Series 6, 7, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/15/2017 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
04/05/2016 - 05/30/2017
BBVA SECURITIES INC. (TOMBALL TX)
TX
11/11/2014 - 03/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOMBALL TX)
TX
04/10/2014 - 10/29/2014
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
07/20/2006 - 04/17/2014
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
CA
11/10/2005 - 06/22/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
03/24/2005 - 07/18/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 08/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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