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Andrew Kaye

Equitable Distributors, LLC

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About Andrew Kaye

Andrew Kaye is a financial professional with over a year of experience in the industry. Andrew has been registered with the state of North Carolina since November of 2023 and is also registered in Minnesota, North Dakota and Wisconsin. Andrew holds Series 7, SIE and Series 66 licenses and is currently associated with Equitable Distributors, LLC in Charlotte, NC. Andrew's previous employer was MML Investors Services, LLC.

Firm Information

Andrew Kaye is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Kaye’s Registration & Firm History

NC

11/13/2023 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

12/19/2022 - 10/23/2023

MML INVESTORS SERVICES, LLC (Iselin NJ)

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Licenses & Designations

BOTH

Issued 07/26/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Kaye.
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