Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kausteklis is an investment advisor representative who has been in the industry since June 3, 2008. Andrew is currently registered with Wells Fargo Clearing Services, LLC and is licensed to sell securities in Arkansas, California, Massachusetts, and Utah. Andrew is a General Securities Representative and holds a Series 66 license, and has passed the Series 7, 9, 10 and SIE exams. Andrew has previously worked for Ameriprise Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Andrew's areas of expertise include securities, insurance, mutual funds, variable annuities, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/27/2020 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
03/11/2010 - 01/23/2020
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
12/13/2007 - 07/22/2008
AMERIPRISE FINANCIAL SERVICES, INC. (DIAMOND BAR CA)
CA
04/10/2006 - 08/07/2007
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
BOTH
Issued 06/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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