Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Li is a financial advisor with Cetera Investment Advisers LLC. Andrew has been in the financial services industry since 1977 and has a strong track record of providing investment advice to individuals and families. Andrew specializes in a variety of areas, including financial planning, portfolio management, and insurance. Andrew is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
MONTERY PARK, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (MONTERY PARK CA)
CA
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MONTERY PARK CA)
IA
09/05/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
05/12/1994 - 09/17/2002
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
09/07/1977 - 04/05/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 10/6/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/6/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/24/2010
Series 7 - General Securities Representative Examination
BC
Issued 8/29/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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