Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Julius Mertz is a financial advisor with over 25 years of experience in the industry. He is currently registered with Citizens JMP Securities, LLC, and has previously held positions at Cowen and Company, Robertson Stephens, Inc., and Bear, Stearns & Co. Inc. Andrew has a wide range of experience in the securities industry, having held both sales and trading roles. He is also a registered principal and holds the Series 7, Series 24, Series 63, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/08/2016 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
04/23/2004 - 08/30/2016
COWEN AND COMPANY (NEW YORK NY)
CA
04/14/2000 - 08/27/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
07/06/1994 - 04/14/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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