Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Lund is a registered representative with Houlihan Lokey Capital, Inc., and is licensed to conduct business in New York. Andrew has been working in the financial services industry since May 2015 and has a Series 7 and Series 63 licenses. Andrew also holds the SIE examination. Prior to joining Houlihan Lokey Capital, Inc., Andrew was employed at Riverstone Capital Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/24/2018 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
05/11/2015 - 05/21/2018
RIVERSTONE CAPITAL SERVICES LLC (NEW YORK NY)
BC
Issued 10/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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