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Andrew Jules Chabot

Equitable Advisors, LLC

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About Andrew Jules Chabot

Andrew Jules Chabot is a financial advisor with Equitable Advisors, LLC. Andrew has been in the financial services industry since August 19, 2003. He is registered as a Registered Representative in Alabama, Arizona, California, Idaho, Nevada, New Jersey, Ohio, and Washington. Andrew is also registered as an Investment Adviser Representative in the same states. Andrew holds the following securities licenses: Series 6, Series 7, Series 24, Series 26, Series 63, and Series 65. He is also a Certified Financial Planner. Andrew has worked with LPL Financial LLC, Waddell & Reed, and Securities America, Inc. in the past.

Firm Information

Andrew Chabot is currently registered with Equitable Advisors, LLC. Equitable Advisors, LLC is a Limited Liability Company formed in 1999 and headquartered in New York, NY. The firm provides financial planning, pension consulting, educational seminars, and selection of other advisors, among other services. They manage assets for individuals, businesses, and charitable organizations. Equitable Advisors, LLC is registered with the SEC and in 53 states.
Equitable Advisors, LLC

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$32.27B

Assets Under Management

141,324

Total Clients

4,926

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Chabot’s Registration & Firm History

CA

01/22/2024 - Present

Equitable Advisors, LLC (RANCHO CUCAMONGA CA)

CA

05/21/2021 - 01/21/2024

SECURITIES AMERICA, INC. (Rancho Cucamonga CA)

CA

05/01/2020 - 05/25/2021

WADDELL & REED (RANCHO CUCAMONGA CA)

CA

12/14/2010 - 05/22/2020

LPL FINANCIAL LLC (RANCHO CUCAMONGA CA)

CA

12/02/2010 - 12/17/2010

U.S. BANCORP INVESTMENTS, INC. (RANCHO CUCAMONGA CA)

CA

09/08/2005 - 12/17/2010

CUSO FINANCIAL SERVICES, L.P. (RIVERSIDE CA)

CA

01/11/2005 - 03/04/2005

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

CA

02/04/2003 - 12/31/2004

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

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Licenses & Designations

IA

Issued 03/24/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2011

Series 24 - General Securities Principal Examination

BC

Issued 02/11/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/03/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Jules Chabot.
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