Unclaimed
Andrew Jules Chabot is a financial advisor with Equitable Advisors, LLC. Andrew has been in the financial services industry since August 19, 2003. He is registered as a Registered Representative in Alabama, Arizona, California, Idaho, Nevada, New Jersey, Ohio, and Washington. Andrew is also registered as an Investment Adviser Representative in the same states. Andrew holds the following securities licenses: Series 6, Series 7, Series 24, Series 26, Series 63, and Series 65. He is also a Certified Financial Planner. Andrew has worked with LPL Financial LLC, Waddell & Reed, and Securities America, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/22/2024 - Present
Equitable Advisors, LLC (RANCHO CUCAMONGA CA)
CA
05/21/2021 - 01/21/2024
SECURITIES AMERICA, INC. (Rancho Cucamonga CA)
CA
05/01/2020 - 05/25/2021
WADDELL & REED (RANCHO CUCAMONGA CA)
CA
12/14/2010 - 05/22/2020
LPL FINANCIAL LLC (RANCHO CUCAMONGA CA)
CA
12/02/2010 - 12/17/2010
U.S. BANCORP INVESTMENTS, INC. (RANCHO CUCAMONGA CA)
CA
09/08/2005 - 12/17/2010
CUSO FINANCIAL SERVICES, L.P. (RIVERSIDE CA)
CA
01/11/2005 - 03/04/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CA
02/04/2003 - 12/31/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 03/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Chabot is the right advisor for you? Invested Better is here to help.