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Andrew Joy Benton

Benjamin F. Edwards & Company, Inc.

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About Andrew Joy Benton

Andrew Joy Benton is a financial advisor with Benjamin F. Edwards & Company, Inc., located in Lincoln, NE. Andrew has been in the financial services industry since June 1987 and has a wide range of experience in helping clients reach their financial goals. Andrew holds a Series 7 and Series 63 license and is a Certified Financial Planner. Andrew has been with Benjamin F. Edwards & Company, Inc. since September 2020, and previously worked for RBC Capital Markets, LLC and Wachovia Securities, LLC. Andrew is committed to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Andrew Benton is currently registered with Benjamin F. Edwards & Company, Inc.. Benjamin F. Edwards & Company, Inc. is a Corporation headquartered in ST. LOUIS, MO, United States. Established in 2008, the firm provides financial planning, pension consulting, educational seminars, and other advisory services. The firm's assets under management are over $13 billion and they have a network of 518 registered representatives serving individual and institutional clients. They are registered with the SEC and in 53 states.
Benjamin F. Edwards & Company, Inc.

ONE NORTH BRENTWOOD BOULEVARD

ST. LOUIS, MO 63105

$13.16B

Assets Under Management

23

Total Clients

493

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Benton’s Registration & Firm History

NE

09/18/2020 - Present

Benjamin F. Edwards & Company, Inc. (Lincoln NE)

NE

04/17/2009 - 09/29/2020

RBC CAPITAL MARKETS, LLC (LINCOLN NE)

NE

01/01/2008 - 04/20/2009

WACHOVIA SECURITIES, LLC (LINCOLN NE)

NE

09/28/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (LINCOLN NE)

NY

06/12/1989 - 10/03/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

06/26/1987 - 06/17/1989

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 09/16/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/27/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Andrew Joy Benton. Review regulatory record here.
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