Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Joseph Vanhoy is a financial professional with over 24 years of experience in the industry. Andrew is currently registered with Augustar Distributors, Inc. and The O.n. Equity Sales Co. Andrew holds multiple FINRA licenses, including Series 4, 7, 14, 24, 53, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
03/01/2004 - Present
Augustar Distributors, Inc. (CINCINNATI OH)
RI
04/02/1998 - 04/19/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 06/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/07/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/19/2000
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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