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Andrew Joseph Solada

UBS Securities LLC

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About Andrew Joseph Solada

Andrew Solada is a financial advisor with UBS Securities LLC. Andrew has been in the securities industry since December 26, 2012 and has worked for several firms including Edward Jones. Andrew holds a Series 66, Series 7 and SIE license. Andrew is currently registered in Ohio.

Firm Information

Andrew Solada is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Solada’s Registration & Firm History

NY

04/16/2021 - Present

UBS Securities LLC (NEW YORK NY)

OH

09/17/2018 - 03/22/2021

EDWARD JONES (KETTERING OH)

NY

06/24/2015 - 09/11/2018

UBS SECURITIES LLC (NEW YORK NY)

TN

07/03/2014 - 09/11/2018

UBS FINANCIAL SERVICES INC. (NASHVILLE TN)

TN

08/29/2013 - 05/13/2014

CURIAN CLEARING, LLC (FRANKLIN TN)

TN

06/21/2012 - 05/10/2013

EDWARD JONES (FRANKLIN TN)

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Licenses & Designations

BOTH

Issued 07/09/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrew Joseph Solada.
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