Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Shields is a financial advisor with Ares Wealth Management Solutions, LLC. Andrew has been working in the financial services industry since 2014. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 66 securities licenses. Andrew is also registered with the state of Colorado and is a member of the state's licensing board. Andrew has a background in financial planning and investment management. Andrew specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/08/2018 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
CO
09/22/2016 - 05/08/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
WI
10/27/2015 - 09/06/2016
LPL FINANCIAL LLC (MADISON WI)
WI
06/09/2014 - 04/23/2015
WADDELL & REED (MADISON WI)
BOTH
Issued 07/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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