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Andrew Joseph Scarpitti

Northwestern Mutual Investment Services, LLC

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About Andrew Joseph Scarpitti

Andrew Scarpitti is a registered representative of Northwestern Mutual Investment Services, LLC. Andrew has been in the securities industry since 2009. Andrew has a Series 63 and 66 license. Andrew's current registration is with the state of Ohio. Andrew also has his Series 7 and SIE licenses. Andrew is also registered with the following states: Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Andrew's office is located at 3805 Edwards Road, Suite 200 in Cincinnati, Ohio.

Firm Information

Andrew Scarpitti is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Scarpitti’s Registration & Firm History

OH

05/31/2011 - Present

Northwestern Mutual Investment Services, LLC (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 05/24/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Andrew Joseph Scarpitti. Review regulatory record here.
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