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Andrew Joseph Romero

GT Securities, Inc.

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About Andrew Joseph Romero

Andrew Romero is a financial advisor with GT Securities, Inc. based in Los Angeles, CA. Andrew has been in the industry since August 2016 and holds Series 6, 7, and 66 licenses, as well as the SIE exam. Andrew has a proven track record of success, having previously worked with Weild & Co., Finalis Securities LLC, Hollister Associates, LLC, Oberon Securities, LLC, Wynston Hill Capital, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Pruco Securities, LLC.

Firm Information

Andrew Romero is currently registered with GT Securities, Inc.. GT Securities, Inc. is a Corporation formed on December 6, 2001, registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Romero’s Registration & Firm History

CA

08/07/2024 - Present

GT Securities, Inc. (LOS ANGELES CA)

CO

06/17/2022 - 03/18/2023

WEILD & CO. (BOULDER CO)

NY

06/24/2021 - 07/06/2022

FINALIS SECURITIES LLC (NEW YORK NY)

CO

06/29/2020 - 06/22/2021

WEILD & CO. (BOULDER CO)

SC

04/20/2019 - 10/29/2019

HOLLISTER ASSOCIATES, LLC (MOUNT PLEASANT SC)

NY

10/23/2014 - 10/19/2017

OBERON SECURITIES, LLC (NEW YORK NY)

SD

02/03/2014 - 11/03/2014

WYNSTON HILL CAPITAL, LLC (BRANDON SD)

NY

12/15/2011 - 11/30/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/17/2011 - 09/20/2011

PRUCO SECURITIES, LLC. (WHITE PLAINS NY)

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Licenses & Designations

BOTH

Issued 04/12/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2011

Series 7 - General Securities Representative Examination

BC

Issued 08/16/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Joseph Romero.
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