Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew O'Connell is a financial advisor with over 13 years of experience in the industry. Andrew is currently registered with Wells Fargo Clearing Services, LLC, and holds Series 6, 7, 63, and 65 licenses. Andrew is licensed in Arizona, California, Connecticut, Georgia, Illinois, Massachusetts, Michigan, Missouri, North Carolina, Rhode Island, South Carolina, and Virginia. Prior to joining Wells Fargo, Andrew worked at Northwestern Mutual Investment Services, LLC. Andrew specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/17/2015 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
10/03/2011 - 08/21/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DURHAM NC)
IA
Issued 12/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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