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Andrew Joseph Noon

Btig, LLC

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About Andrew Joseph Noon

Andrew Noon is a financial professional with over 20 years of experience in the industry. Andrew has held several positions at prominent firms including Stifel, Nicolaus & Company, Incorporated, Thomas Weisel Partners LLC, and W.R. Hambrecht + Co., LLC. Andrew is currently a registered representative with BTIG, LLC. Andrew holds several licenses and certifications including Series 3, 4, 7, 24, 55, 57TO and Series 63. Andrew is registered in multiple states including California, Colorado, Connecticut, Illinois, Massachusetts, New Jersey, New York and Texas.

Firm Information

Andrew Noon is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Noon’s Registration & Firm History

CA

06/01/2011 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

07/10/2010 - 05/25/2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

CA

08/31/2004 - 07/16/2010

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

CA

01/24/2002 - 12/02/2002

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

05/10/2000 - 09/04/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2010

Series 4 - Registered Options Principal Examination

BC

Issued 06/08/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2012

Series 3 - National Commodity Futures Examination

BC

Issued 08/13/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Joseph Noon.
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