Unclaimed
Andrew Nemnich is a licensed securities professional with experience in the financial services industry. Andrew holds the Series 79, SIE and Series 82TO licenses. Andrew is currently registered with Mizuho Securities USA LLC. Prior to that, Andrew worked at Carter Capital Corporation. Andrew has been in the industry since August 1, 2018. Andrew is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
08/02/2018 - 07/25/2022
CARTER CAPITAL CORPORATION (SOUTHPORT CT)
BC
Issued 11/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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