Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew Joseph Nemnich

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew Joseph Nemnich

Andrew Nemnich is a licensed securities professional with experience in the financial services industry. Andrew holds the Series 79, SIE and Series 82TO licenses. Andrew is currently registered with Mizuho Securities USA LLC. Prior to that, Andrew worked at Carter Capital Corporation. Andrew has been in the industry since August 1, 2018. Andrew is registered in all 50 states and the District of Columbia.

Firm Information

Andrew Nemnich is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Nemnich’s Registration & Firm History

NY

06/14/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

08/02/2018 - 07/25/2022

CARTER CAPITAL CORPORATION (SOUTHPORT CT)

Not sure if Andrew Joseph Nemnich is right for you?

Licenses & Designations

BC

Issued 11/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2019

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Joseph Nemnich.
Not sure if Andrew Joseph Nemnich is right for you?