Unclaimed
Andrew Minicucci is a financial advisor who is currently registered with Stifel, Nicolaus & Company, Inc. Andrew has over 8 years of experience in the financial services industry and is a Chartered Financial Analyst. Andrew is licensed to provide investment advice in New York and Texas, and he offers a range of services including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/24/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
05/05/2016 - 06/12/2017
ENTRUSTPERMAL SECURITIES LLC (NEW YORK NY)
NY
01/16/2015 - 05/06/2016
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
11/19/2014 - 01/08/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BC
Issued 03/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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