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Andrew Joseph Mingle

BNP Paribas Securities Corp.

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About Andrew Joseph Mingle

Andrew Mingle has been in the financial services industry since October 26, 2001. Andrew is currently registered with BNP Paribas Securities Corp. and is licensed in all states except for Hawaii. Before joining BNP Paribas Securities Corp., Andrew worked at Robert W. Baird & Co. Incorporated, Barclays Capital Inc. and Credit Suisse Securities (USA) LLC. Andrew has a strong track record of providing investment advice and has a deep understanding of the financial markets. Andrew is committed to providing clients with personalized service and helping them achieve their financial goals.

Firm Information

Andrew Mingle is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Mingle’s Registration & Firm History

MA

09/19/2023 - Present

BNP Paribas Securities Corp. (BOSTON MA)

MA

08/21/2017 - 09/02/2023

ROBERT W. BAIRD & CO. INCORPORATED (BOSTON MA)

MA

04/15/2011 - 09/01/2017

BARCLAYS CAPITAL INC. (BOSTON MA)

MA

10/10/2001 - 04/21/2011

CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 10/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2001

Series 3 - National Commodity Futures Examination

BC

Issued 10/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Andrew Joseph Mingle. Review regulatory record here.
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