Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Malik is a registered representative with Needham & Company, LLC, and has been in the industry since 1971. Andrew is a Series 7, 9, 10, 24, 40, 63, 79, and SIE licensed representative. Andrew also has experience at Lehman Brothers Inc., L. F. Rothschild & Co. Incorporated, C. E. Unterberg, Towbin Co., and Muriel Siebert & Co., Inc. Andrew has a diverse background with experience in investment banking, securities research, and brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
05/06/2008 - Present
Needham & Company, LLC (NEW YORK NY)
NY
08/25/1987 - 04/03/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/07/1977 - 06/23/1987
L. F. ROTHSCHILD & CO. INCORPORATED
NA
05/11/1972 - 04/07/1977
C. E. UNTERBERG, TOWBIN CO.
NA
09/25/1970 - 04/28/1972
MURIEL SIEBERT & CO., INC.
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/1970
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1967
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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