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Andrew Joseph Jennings

Raymond James Financial Services, Inc.

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About Andrew Joseph Jennings

Andrew Jennings is a financial advisor with Raymond James Financial Services, Inc. based in St. Petersburg, Florida. Andrew has been in the financial services industry since July 5, 1987, and has experience working with clients in Florida, Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, West Virginia, and Wisconsin.

Firm Information

Andrew Jennings is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Jennings’s Registration & Firm History

FL

09/02/2014 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

10/05/2000 - 08/18/2014

NORTHERN TRUST SECURITIES, INC. (TAMPA FL)

FL

11/06/2000 - 09/30/2011

VISION INVESTMENT SERVICES, INC. (TAMPA FL)

CA

06/22/1987 - 10/23/2000

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BOTH

Issued 01/25/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/18/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1989

Series 7 - General Securities Representative Examination

BC

Issued 04/07/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Andrew Joseph Jennings. Review regulatory record here.
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