Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Hernandez is a financial advisor with UBS Financial Services Inc. Andrew has over 15 years of experience in the financial services industry and holds licenses in multiple states. Andrew is a registered representative and investment advisor representative with UBS Financial Services Inc. Andrew has a broad range of experience in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
05/25/2023 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
01/22/2020 - 05/23/2023
MORGAN STANLEY (Houston TX)
TX
11/05/2014 - 12/26/2019
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
11/21/2011 - 11/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
PA
03/02/2010 - 04/15/2011
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
MO
10/13/2009 - 12/21/2009
EDWARD JONES (ST. LOUIS MO)
TX
03/19/2007 - 10/15/2009
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BOTH
Issued 11/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2016
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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