Unclaimed
Andrew Joseph Fiega is a financial professional with over 20 years of experience in the financial services industry. Andrew is currently a registered representative with LPL Financial LLC in Indianapolis, IN. Prior to joining LPL Financial LLC, Andrew was associated with Royal Alliance Associates, Inc. and Signator Investors, Inc. Andrew holds the Series 6, Series 63, and Series 65 licenses and is a Chartered Financial Consultant. Andrew specializes in providing a range of financial services including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
11/03/2022 - Present
LPL Financial LLC (INDIANAPOLIS IN)
IN
11/02/2018 - 11/03/2022
ROYAL ALLIANCE ASSOCIATES, INC. (INDIANAPOLIS IN)
IN
07/16/2001 - 11/02/2018
SIGNATOR INVESTORS, INC. (INDIANAPOLIS IN)
IA
Issued 11/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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