Unclaimed
Andrew Eismont is a financial professional with over 28 years of experience in the industry. Andrew is currently registered with Wedbush Securities Inc., and has previously been associated with BROOKSTREET SECURITIES CORPORATION and R.K. GRACE & CO.. Andrew has held several licenses and registrations including Series 4, 7, 24, and 63. Andrew has experience working with clients such as individuals, corporations, high-net-worth individuals, charitable organizations, and foreign clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/11/2020 - Present
Wedbush Securities Inc. (MIAMI FL)
FL
09/03/1999 - 07/13/2007
BROOKSTREET SECURITIES CORPORATION (MIAMI FL)
FL
05/26/1994 - 10/22/1999
R.K. GRACE & CO. (MIAMI FL)
CO
09/14/1993 - 09/30/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 09/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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