Unclaimed
Andrew Dudek is a financial professional with over 15 years of experience in the industry. Andrew is currently registered with National Financial Services LLC in WESTLAKE, TX. Andrew has a strong background in securities and investments, holding the Series 7, 24, 63, 99TO and SIE licenses. Previously, Andrew worked for Fidelity Brokerage Services LLC in WESTLAKE, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/04/2011 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/07/2010 - 07/07/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
09/24/2007 - 12/02/2009
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 06/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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