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Andrew Joseph Desind

Purshe Kaplan Sterling Investments

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About Andrew Joseph Desind

Andrew Joseph Desind is a financial advisor registered with Purshe Kaplan Sterling Investments. Andrew has been in the industry for over a year and holds Series 7TO, SIE, and Series 63 licenses. Andrew is registered in New Jersey and is actively serving clients.

Firm Information

Andrew Desind is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Desind’s Registration & Firm History

NJ

06/27/2024 - Present

Purshe Kaplan Sterling Investments (Parsippany NJ)

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Licenses & Designations

BC

Issued 07/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Joseph Desind.
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