Unclaimed
Andrew Busso is a financial professional with over 30 years of experience in the securities industry. He currently holds a Series 7, Series 55, SIE and Series 57TO license and is registered in 9 states. Andrew has worked at various firms including Cowen and Company, Banc of America Securities LLC, Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and CIBC World Markets Corp. Currently, Andrew is registered with Btig, LLC, a firm headquartered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2017 - Present
Btig, LLC (New York NY)
NY
03/03/2009 - 08/03/2017
COWEN AND COMPANY (NEW YORK NY)
NY
09/12/2005 - 03/05/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/10/2000 - 09/09/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
05/02/2000 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/25/1989 - 04/27/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 11/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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