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Andrew Joseph Aspen

First Manhattan Securities LLC

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About Andrew Joseph Aspen

Andrew Aspen is a financial professional with a focus on investment advice and securities trading. Andrew has been in the industry since 2019 and currently holds a Series 63, Series 7TO, Series 24, and SIE. Andrew has a strong track record of success in providing clients with comprehensive financial planning and investment advice. Andrew Aspen is associated with First Manhattan Securities LLC.

Firm Information

Andrew Aspen is currently registered with First Manhattan Securities LLC. First Manhattan Securities LLC is a Limited Liability Company formed on November 2, 2022. It is approved and registered in all 50 states and the District of Columbia. The firm has been involved in 10 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Aspen’s Registration & Firm History

NY

03/12/2019 - Present

First Manhattan Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2019

Series 24 - General Securities Principal Examination

BC

Issued 03/12/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/08/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew Joseph Aspen.
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