Unclaimed
Andrew Manier is a financial professional with Northwestern Mutual Investment Services, LLC. Andrew has been in the financial services industry since 2013. Andrew is a registered representative with FINRA and has a Series 6, Series 7 and Series 63 license. Andrew is also registered as an investment advisor representative (IAR) with the state of California and is registered in 33 states. Andrew is an active member of the financial services community. Andrew is a member of the First and 10, LLC, a legal entity with Northwestern Mutual Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CA
07/15/2014 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
IA
Issued 07/14/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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