Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Stivers is a registered representative with Finalis Securities LLC in New York, NY. Andrew is a highly experienced professional in the financial industry with over 10 years of experience. Andrew has held previous positions at several firms, including BA Securities, LLC, D.A. Davidson & Co., Jefferies LLC, Arbor Advisors, LLC, and SecondMarket, Inc.. Andrew holds licenses including Series 66, Series 79, Series 7, and SIE. Andrew specializes in providing financial services and advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Finalis Securities LLC (New York NY)
PA
02/04/2022 - 01/03/2023
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
NY
07/01/2019 - 12/13/2021
D.A. DAVIDSON & CO. (NEW YORK NY)
CA
05/20/2014 - 07/28/2017
JEFFERIES LLC (SAN FRANCISCO CA)
UT
11/16/2013 - 05/01/2014
ARBOR ADVISORS, LLC (SALT LAKE CITY UT)
CA
02/10/2009 - 04/15/2013
SECONDMARKET, INC. (SAN FRANCISCO CA)
BOTH
Issued 05/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Stivers is the right advisor for you? Invested Better is here to help.
