Unclaimed
Andrew Johnson Sparrow is an investment advisor representative with First Citizens Investor Services, Inc. Andrew has been in the industry since 2011 and holds the Series 6, 7TO, 63 and 66 securities licenses. Andrew provides financial planning, selection of other advisors, and portfolio management services to individuals and businesses. Andrew has experience working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Andrew is registered with the state of North Carolina as both a broker-dealer and an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
04/03/2024 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
NC
04/24/2015 - 12/31/2015
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
BOTH
Issued 04/02/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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