linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrew John Wilmot

Prudential Investment Management Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrew? Claim Your Profile

About Andrew John Wilmot

Andrew Wilmot is a financial advisor with Prudential Investment Management Services LLC. Andrew has been in the financial services industry since November 1992 and is registered with FINRA. Andrew holds the Series 3, Series 7, Series 24, and Series 63 licenses, as well as the SIE. Andrew has previously worked at firms including Allianz Global Investors Distributors LLC, Neuberger Berman Management Inc, Neuberger Berman, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Andrew Wilmot is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrew Wilmot’s Registration & Firm History

NJ

02/28/2023 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

10/09/2008 - 11/01/2022

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

10/02/2000 - 09/10/2008

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

NY

10/02/2000 - 09/10/2008

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

08/05/1993 - 10/19/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

04/22/1991 - 08/26/1991

DAIN BOSWORTH INCORPORATED

NY

07/30/1990 - 04/26/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Andrew John Wilmot is right for you?

Licenses & Designations

IA

Issued 10/14/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2014

Series 3 - National Commodity Futures Examination

BC

Issued 07/25/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew John Wilmot.
Not sure if Andrew John Wilmot is right for you?