Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew John Sullivan is a registered representative with Bethesda Securities, LLC. Andrew has been in the securities industry since 2012 and is registered in Connecticut, Maryland, New Jersey, and New York. Andrew has passed the Series 7, Series 63, Series 99TO, SIE and Series 27 exams. Andrew was previously registered with CT Collateral Funding, LLC and CRT Capital Group LLC. Andrew is currently located in Westport, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/03/2016 - Present
Bethesda Securities, LLC (Westport CT)
CT
09/05/2019 - 02/02/2022
CT COLLATERAL FUNDING, LLC (WESTPORT CT)
CT
08/21/2014 - 01/15/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
07/22/2011 - 08/20/2014
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 03/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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