Unclaimed
Andrew John Strauss has been in the financial services industry for over 25 years. Andrew is currently registered with Anico Financial Services, Inc. and has previously been employed by a number of other firms including Nationwide Investment Services Corporation, Nationwide Securities, LLC, 1717 Capital Management Company, and Robert W. Baird & Co. Incorporated. Andrew holds Series 7, 63, 66, 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/25/2024 - Present
Anico Financial Services, Inc. (GALVESTON TX)
OH
12/26/2019 - 11/28/2023
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
08/01/2008 - 01/14/2020
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
MI
04/23/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (MARSHALL MI)
MI
10/23/2001 - 08/31/2007
NATIONWIDE SECURITIES, INC. (MARSHALL MI)
OH
08/25/2000 - 09/10/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
WI
10/06/1999 - 08/24/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
07/16/1997 - 08/24/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MN
02/13/1996 - 03/13/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/13/1996 - 03/13/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/25/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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