Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew John Raia is a financial advisor with over 20 years of experience in the financial services industry. Andrew is currently registered with Bahl & Gaynor Inc. and has previously worked with Advisors Asset Management, Inc., Claymore Securities, Inc., and AXA Advisors, LLC. Andrew holds a Series 7, Series 66, and Series 79TO licenses and has worked with a wide range of clients, including individuals, businesses, corporations, and institutions. Andrew is committed to providing his clients with personalized financial advice and investment strategies. He is also a registered representative with Quasar Distributors, LLC, a non-affiliated firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/28/2024 - Present
Bahl & Gaynor Inc. (Elmhurst IL)
CO
10/05/2009 - 07/06/2023
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
IL
11/09/2004 - 10/09/2009
CLAYMORE SECURITIES, INC. (CHICAGO IL)
NY
01/20/2003 - 11/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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