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Andrew John Orton

McGowan Group Asset Management, Inc.

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About Andrew John Orton

Andrew Orton is a registered Investment Advisor Representative with McGowan Group Asset Management, Inc., based in Dallas, Texas. Andrew has been in the financial services industry since 1996. Before joining McGowan Group Asset Management, Andrew was an advisor at SPIRE SECURITIES, LLC and WELLS FARGO ADVISORS. Andrew has a strong background in providing financial planning and investment management services to a variety of clients, including individuals, families, and corporations. Andrew has a Series 65 license and has obtained his SIE, Series 7, and Series 24 licenses.

Firm Information

Andrew Orton is currently registered with McGowan Group Asset Management, Inc.. McGowan Group Asset Management, Inc. is a Dallas, Texas-based investment advisory firm with approximately $837.5 million in assets under management. The firm primarily provides portfolio management for individuals and high-net-worth individuals. Their client base also includes corporations, charitable organizations, and pension plans. The firm has a wrap fee program available to clients.
McGowan Group Asset Management, Inc.

300 CRESCENT COURT

DALLAS, TX 75201

$837.52M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrew Orton’s Registration & Firm History

TX

12/01/2010 - Present

McGowan Group Asset Management, Inc. (DALLAS TX)

TX

08/03/2010 - 12/31/2014

SPIRE SECURITIES, LLC (DALLAS TX)

TX

10/09/2009 - 08/04/2010

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DALLAS TX)

TX

11/29/2007 - 10/12/2009

WELLS FARGO ADVISORS, LLC (DALLAS TX)

TX

05/28/2003 - 05/11/2007

GUNNALLEN FINANCIAL, INC (ROCKWALL TX)

TX

04/04/2000 - 06/05/2000

FIRST LONDON SECURITIES CORPORATION (DALLAS TX)

TX

06/16/1999 - 03/10/2000

CORNERSTONE SECURITIES CORPORATION (AUSTIN TX)

IL

06/26/1996 - 07/31/1998

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

TX

06/26/1996 - 07/17/1996

CORNERSTONE SECURITIES CORPORATION (AUSTIN TX)

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Licenses & Designations

IA

Issued 11/29/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2005

Series 24 - General Securities Principal Examination

BC

Issued 12/31/2014

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/04/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Andrew John Orton.
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