Unclaimed
Andrew Orton is a registered Investment Advisor Representative with McGowan Group Asset Management, Inc., based in Dallas, Texas. Andrew has been in the financial services industry since 1996. Before joining McGowan Group Asset Management, Andrew was an advisor at SPIRE SECURITIES, LLC and WELLS FARGO ADVISORS. Andrew has a strong background in providing financial planning and investment management services to a variety of clients, including individuals, families, and corporations. Andrew has a Series 65 license and has obtained his SIE, Series 7, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
12/01/2010 - Present
McGowan Group Asset Management, Inc. (DALLAS TX)
TX
08/03/2010 - 12/31/2014
SPIRE SECURITIES, LLC (DALLAS TX)
TX
10/09/2009 - 08/04/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DALLAS TX)
TX
11/29/2007 - 10/12/2009
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
05/28/2003 - 05/11/2007
GUNNALLEN FINANCIAL, INC (ROCKWALL TX)
TX
04/04/2000 - 06/05/2000
FIRST LONDON SECURITIES CORPORATION (DALLAS TX)
TX
06/16/1999 - 03/10/2000
CORNERSTONE SECURITIES CORPORATION (AUSTIN TX)
IL
06/26/1996 - 07/31/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
06/26/1996 - 07/17/1996
CORNERSTONE SECURITIES CORPORATION (AUSTIN TX)
IA
Issued 11/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Andrew Orton is the right advisor for you? Invested Better is here to help.