Unclaimed
Andrew John Montano has over 19 years of experience in the financial industry. Andrew Montano is currently registered with C&C Trading LLC in Greenwich, Connecticut. Andrew Montano holds FINRA Series 7, Series 57TO, and SIE licenses and has been registered with FINRA since October 2006. Andrew Montano's previous experience includes Charlton Specialist Partners LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/27/2006 - Present
C&C Trading LLC (Greenwich CT)
NY
09/26/2003 - 10/07/2005
CHARLTON SPECIALIST PARTNERS LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
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