Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Mies is a financial advisor with over 20 years of experience in the industry. He has been registered with the Securities and Exchange Commission (SEC) since 1994. Andrew is a Chartered Financial Analyst and holds Series 7, 31, 63, and 66 licenses. Andrew currently works at Hightower Advisors, LLC and is based in Chicago. Previously, Andrew worked at Hightower Securities, LLC, Private Client Services, LLC, Morgan Stanley, and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
10/31/2022 - Present
Hightower Advisors, LLC (CHICAGO IL)
IL
01/03/2022 - 12/22/2022
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
KS
09/09/2016 - 12/31/2021
PRIVATE CLIENT SERVICES, LLC (Wichita KS)
KS
06/01/2009 - 09/19/2016
MORGAN STANLEY (WICHITA KS)
KS
05/05/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WICHITA KS)
NY
06/12/1998 - 04/06/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/18/1995 - 05/26/1998
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
10/05/1994 - 06/12/1995
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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