Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Maurer is a financial professional with over 15 years of experience in the industry. Andrew currently works at Nuveen Securities, LLC, and previously held positions at U.S. Bancorp Investments, Inc., ALPS Distributors, Inc., Thrivent Investment Management Inc., and RBC Capital Markets, LLC. Andrew holds Series 7, 24 and 87 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
09/14/2016 - Present
Nuveen Securities, LLC (MINNEAPOLIS MN)
MN
05/18/2016 - 09/13/2016
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
MN
01/02/2015 - 12/31/2015
ALPS DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
08/09/2011 - 11/26/2014
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
04/27/2007 - 07/15/2011
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BC
Issued 03/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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