Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Fleming is a financial advisor with over 8 years of experience in the industry. Andrew is a Certified Financial Planner™ professional and holds a Series 7, Series 66, and SIE license. Andrew currently works with LPL Financial LLC and has been registered with the firm since July 2021. Prior to that, Andrew was registered with Waddell & Reed from August 2013 to July 2021. Andrew provides a variety of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/21/2021 - Present
LPL Financial LLC (SHERMAN OAKS CA)
CA
08/01/2013 - 07/21/2021
WADDELL & REED (SHERMAN OAKS CA)
BOTH
Issued 09/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Fleming is the right advisor for you? Invested Better is here to help.
