Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew John Federico is a registered representative with Pimco Investments LLC in Austin, TX. Andrew has over 8 years of experience in the financial industry. Andrew has passed the Series 6, Series 7, Series 63 and Series 65 exams. Andrew has been registered with the Financial Industry Regulatory Authority (FINRA) since 11/17/2022. Andrew is currently registered in California, Florida, Illinois, Indiana and New York. Andrew was previously registered with AMUNDI DISTRIBUTOR US, INC., FORESIDE FUND SERVICES, LLC and NORTHERN LIGHTS DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/17/2022 - Present
Pimco Investments LLC (Austin TX)
MA
11/04/2015 - 11/11/2022
AMUNDI DISTRIBUTOR US, INC. (BOSTON MA)
IL
10/27/2014 - 10/30/2015
FORESIDE FUND SERVICES, LLC (Chicago IL)
NE
10/13/2014 - 10/28/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IA
Issued 11/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2019
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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