Unclaimed
Andrew John Dittberner is an investment advisor representative registered with LPL Financial LLC since April 2008. Andrew has been in the industry since April 1991. He is registered with the State of Missouri and has been approved for both Broker/Dealer and Investment Advisor registration. Andrew has passed the Series 63, Series 66, Series 7, Series 24, and the SIE exams. He is also registered in several other states including California, Florida, Illinois, Michigan, Wisconsin, and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/15/2008 - Present
LPL Financial LLC (NEW HAVEN MO)
MO
11/30/1995 - 08/02/2007
A. G. EDWARDS & SONS, INC. (ST. PETERS MO)
MO
05/06/1993 - 12/01/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MA
01/21/1992 - 05/18/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/21/1992 - 05/18/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MO
10/16/1991 - 11/04/1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
02/13/1991 - 10/21/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 04/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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