Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew John Ciccone is a financial professional with over six years of experience in the industry. Andrew is currently registered with Kestra Investment Services, LLC, a firm with a strong commitment to serving clients. Andrew has a broad range of experience, having previously worked with Charles Schwab & Co., Inc., TD Ameritrade, Inc., and TD Ameritrade Clearing, Inc. Andrew holds the Series 3, Series 7, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) designation, reflecting a commitment to ongoing professional development and a comprehensive understanding of financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/22/2024 - Present
Kestra Investment Services, LLC (AUSTIN TX)
TX
03/30/2023 - 05/06/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
11/14/2017 - 05/06/2024
TD AMERITRADE, INC. (Westlake TX)
TX
06/26/2019 - 04/20/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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