Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Roberts is a financial professional with experience in the financial services industry since June 18, 2009. Andrew is currently registered with Nationwide Investment Services Corp. and is a General Securities Principal. Andrew has passed the General Securities Representative Examination (Series 7), the Investment Company Products/Variable Contracts Representative Examination (Series 6), the Securities Industry Essentials Examination (SIE), and the Investment Company Products/Variable Contracts Representative Examination (Series 6TO). Andrew has previously worked at J.P. MORGAN SECURITIES LLC and PFS INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
07/06/2015 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
04/23/2014 - 07/08/2015
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
GA
02/27/2002 - 12/31/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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