Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kallies is a financial professional with over 20 years of experience in the industry. Andrew is currently registered with Robert W. Baird & Co. Inc. and has previously been affiliated with WELLS FARGO FUNDS DISTRIBUTOR, LLC and STRONG INVESTMENTS, INC. Andrew is a Series 6, 7, 9, 10, 63 and SIE licensed professional. Andrew specializes in providing financial advice and portfolio management services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
05/03/2006 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
NC
03/22/2005 - 12/31/2005
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
WI
09/08/1998 - 03/23/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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