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Andrew Je-li Shen

Mesirow Financial, Inc.

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About Andrew Je-li Shen

Andrew Je-li Shen is a financial professional with Mesirow Financial, Inc. Andrew Shen is registered to conduct business in Illinois. Andrew Shen has a Series 79TO, Series 63 and SIE license. Andrew Shen has been in the industry for 1 month.

Firm Information

Andrew Shen is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Shen’s Registration & Firm History

IL

09/17/2022 - Present

Mesirow Financial, Inc. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Je-li Shen.
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