Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Whitaker is a financial advisor with over 20 years of experience in the industry. Andrew has a Series 7, Series 63, and Series 66 license. Andrew is registered with the state of Wisconsin. Andrew is currently associated with Northwestern Mutual Investment Services, LLC. Andrew's past employment includes Cambridge Investment Research, Inc., PRUCO SECURITIES, LLC., Ariane Capital Partners LLC, Transamerica Capital, Inc., Riversource Distributors, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, Capital Brokerage Corporation, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Nike Securities L.P., Clayton Brown & Associates, Inc., A. G. Edwards & Sons, Inc., MHA Financial Corp, G. A. Reppe & Company, and Van Kampen Merritt Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
FL
07/16/2020 - 02/17/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Tallahassee FL)
FL
02/26/2020 - 07/16/2020
PRUCO SECURITIES, LLC. (Tallahassee FL)
NY
06/21/2011 - 03/29/2012
ARIANE CAPITAL PARTNERS LLC (NEW YORK NY)
CO
01/23/2008 - 05/27/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
01/01/2007 - 01/15/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
11/03/2004 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/03/2004 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
VA
11/12/2001 - 10/19/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
PA
12/31/2000 - 11/27/2001
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
07/14/1995 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IL
04/04/1992 - 05/22/1992
NIKE SECURITIES L.P. (WHEATON IL)
IL
05/08/1990 - 10/01/1991
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
MO
06/12/1989 - 04/27/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MA
07/01/1988 - 06/22/1989
MHA FINANCIAL CORP (WESTWOOD MA)
FL
03/16/1987 - 07/07/1988
G. A. REPPLE & COMPANY (CASSELBERRY FL)
NA
05/22/1984 - 03/24/1987
VAN KAMPEN MERRITT INC.
BOTH
Issued 05/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Whitaker is the right advisor for you? Invested Better is here to help.
