Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Jay Shapiro is a financial advisor with over 30 years of experience in the financial services industry. Andrew is currently registered with Dinosaur Financial Group, LLC, and has previously held positions at several other firms, including Lek Securities Corporation and Westrock Advisors, Inc.. Andrew specializes in a variety of financial services, including investments, retirement planning, and insurance. He is committed to providing his clients with personalized financial advice and guidance. Andrew holds the Series 7, 63, 65, 24, 4, and 14 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/11/2021 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
10/19/2010 - 08/09/2021
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
08/13/2004 - 10/11/2010
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
02/20/2003 - 05/21/2004
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
01/02/2002 - 02/19/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
06/23/1999 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
CT
04/01/1996 - 07/06/1999
ADVEST, INC. (HARTFORD CT)
NY
06/26/1992 - 04/22/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
03/21/1990 - 07/01/1992
COWEN & CO. (NEW YORK NY)
NY
04/26/1988 - 03/23/1990
SLOATE, WEISMAN, MURRAY & COMPANY, INC. (NEW YORK NY)
NA
04/10/1985 - 05/20/1988
OPPENHEIMER & CO., INC.
NA
03/22/1983 - 04/08/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 06/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/31/2005
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1984
Series 5 - Interest Rate Options Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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