Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Jay Brown is a financial advisor with Raymond James Financial Services Advisors, Inc. Andrew has over 30 years of experience in the financial services industry. Andrew is registered to provide investment advice in 23 states, including Texas and Utah. Andrew's areas of expertise include financial planning, portfolio management, and investment advisory services. Andrew has a strong commitment to providing his clients with personalized financial guidance. Andrew is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
09/27/2019 - Present
Raymond James Financial Services Advisors, Inc. (HOLLADAY UT)
UT
11/10/2015 - 09/27/2019
FIRST WESTERN ADVISORS (HOLLADAY UT)
UT
09/06/2013 - 12/11/2013
MML INVESTORS SERVICES, LLC (HIGHLAND UT)
NA
08/16/1993 - 05/09/1994
FIDELITY BROKERAGE SERVICES, INC.
NA
02/20/1992 - 08/11/1993
JOHN HANCOCK DISTRIBUTORS, INC.
NA
02/20/1992 - 08/11/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BOTH
Issued 11/27/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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